SEC's Proxy Plumbing Roundtable Scheduled For November 15th

By Randi Morrison posted 09-21-2018 03:55 PM

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Further to SEC Chair Clayton's previous announcement of a near-term SEC roundtable on the proxy process (reported on here), the SEC announced today that it will hold the roundtable on November 15th at the SEC's headquarters in Washington DC. The roundtable will be open to the public and webcast live on the SEC’s website. Further details on the agenda and participants reportedly are forthcoming.

Comments on the proxy process and related SEC rules can be submitted before or after the roundtable electronically or in paper form as set forth in the SEC's announcements. The Society plans to comment.

Access additional information and resources - including the Society's prior comment letters on the 2010 Proxy System Concept Release (see SEC comment file here) - on our Proxy Plumbing page. Stay tuned!

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