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Corporates Report on Proxy Advisor Experiences

By Randi Morrison posted 12-17-2019 09:16 PM

  

A joint 2019 Nasdaq/US Chamber (CCMC) (fifth annual) survey of 172 companies regarding their interactions with ISS and Glass Lewis revealed these - among other - key results:

  • 87% of respondent companies had a proxy advisor recommendation on an issue in their proxy statement.
  • Just 39% (same as 2018) believed the proxy advisor carefully researched and took into account all relevant aspects of the particular issue on which it provided advice.
  • 17% of companies formally requested previews of proxy advisor recommendations; only 39% of those reported that the advisor accommodated the request (down 5% from 2018).
  • 30% of companies asked proxy advisors for opportunities to provide input before and after their recommendations were finalized. Those who requested the opportunity were commonly given 1 - 2 days (and sometimes only hours) to respond to the recommendations.
  • Of the 21% of companies that reached out to proxy advisors to meet and discuss issues subject to shareholder votes, requests were denied 60% of the time.
  • Nearly 20% of companies identified significant conflicts of interest at the proxy advisory firms.
  • Nearly 60% of companies overall said they were approached by ISS Corporate Solutions during the same year they received a negative vote recommendation.  
See also the Chamber's release, this Pensions & Investments article, and numerous additional resources on our Proxy Advisors pageThis post first appeared in the weekly Society Alert!
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