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SEC Posts Updated Proxy-Related Compliance & Disclosure Interpretations

By Randi Morrison posted 11-17-2023 06:15 PM

  

The SEC published revised and new Proxy Rules and Schedule 14A C&DIs today, as follows:

Section 126. Rule 14a-6 (Preliminary Proxy Statement): Revised Question 126.03

Section 132. Rule 14a-12 (Solicitation before furnishing a proxy statement): New Question 132.03

Section 139. Rule 14a-19 (re: disposition of overvoted, undervoted, and unmarked proxy cards in contested elections)

·         New Question 139.07

·         New Question 139.08

·         New Question 139.09

Section 151. General: New Question 151.02

Access additional resources on our Annual Meeting/Proxy Statement and Proxy Plumbing pages.

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